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Metropolis: an Agenda for the Future
Demetrios G. Papademetriou
Metropolis co-chair, USA
International Migration Policy Program, Carnegie Endowment for
International Peace, USA
The metropolis rationale and context
The complexity of international migration
guarantees that its recent placement at or near the center of
policy and political debates throughout the advanced industrial
world will continue into the next century. That complexity stems
in part from the process multiple trade-offs, which pose almost
as many challenges as they present opportunities; in part from
immigration s even more complicated distributional effects; and
in part from the fact that those effects, as well as the effects
of a government s (or a community s) responses to them, are also
distributed unequally among different levels of government,
across otherwise discrete policy domains (such as various
economic and social policy realms), and among society s
constituent groups.
At its most general level, Metropolis was
conceived as a process and a vehicle for identifying a set of
coherent responses to one dimension of international migration s
most elusive effects: those on the receiving societies cities and
their residents. Its point of departure is that there exists a
common set of urgent, migration-related issues, centered on the
interactive effects of international migration on our large urban
centers, where most immigrants are found. The process of
understanding these effects better and devising appropriate
responses to them would benefit enormously from systematic
research on different cities within and across national borders.
Success in that quest would lay the foundation not only for more
thoughtful and measured responses to immigration, but, through
them, also for the more successful pursuit of the associated
public policy goals of good governance and social peace.
The importance we attached to the effort is
best understood by making explicit one of Metropolis key
antecedent judgments: that the long-term viability of many of our
societies in the next century may be more contingent upon solving
the immigration puzzle (and particularly the
immigration/integration nexus) than most of us may appreciate.
Hence Metropolis interest in re-introducing in a forceful and
systematic way the urban into immigration research. This requires
that we should treat the urban environment (its cultural, social,
political, and economic facets) not just as a space in which
immigrants just happen to live, but as one with which immigrants
are always in a dynamic relationship. Put differently, the
experiences immigrants encounter in urban settings shape their
opportunities just as their presence produces social, cultural,
and economic changes not to mention political reactions that in
turn alter the urban fabric.
The resulting dynamic becomes even more
unpredictable when taking into account the fact that large cities
are also where some of the more intractable fault-lines of late
20th century are most pronounced and are felt most anxiously from
deepening fiscal crises and enduring economic uncertainties to
the human effects of competition in the global economy.
To recapitulate, Metropolis is a joint,
cooperative and comparative international enterprise that focuses
on addressing this problematique. In its commitment to reflect
the interests and priorities of all its partners, Metropolis
offers a simple yet ambitious promise: to create a framework for
the systematic analysis (and a process for assimilating its
results) of the effects of immigration on some of our largest and
most vibrant cities cities that are simultaneously experiencing
the interrelated effects of such immense social and economic
forces as technological change, deeply liberalized international
trade (and its effect in accelerating economic and labor market
changes and exacerbating the social effects of such changes),
growing physical and social infrastructure needs, increasing
fiscal deficits, and increasing inequality. Most critically,
perhaps, these forces are released in the midst of a brewing
social and cultural crisis that for many Metropolis partners
seems to challenge the very foundations of the social compact on
which western social democracy has been built.
For Metropolis to succeed in another of its
underlying objectives contributing to the improved integration of
our societies it is essential that while we try to better
understand the pluribus, we do not lose sight of the importance
of the unum; put differently, that as we study immigrants and
immigration we constantly keep in mind the interests and
priorities of the broader society. Exploring the complex
interaction between newcomers and a city s other residents is
critical because successful cities now and in the future must
understand better and exploit more systematically immigration s
potential benefits (economic, social, demographic, or in terms of
revitalizing the physical infrastructure) while at the same time
controlling and attenuating or at least managing more effectively
immigration s adverse effects (crowding, segregation, competition
among marginalized groups for resources of all types, and the
like).
Seeking to understand better such critical
concepts as integration, membership, and citizenship always in
the context of a country or city unique history or traditions
also underpins the philosophy behind the Metropolis effort and
promises to have the broadest possible appeal to a wide variety
of stakeholders and constituencies. Among them are policymakers
and program administrators seeking answers that work to complex
public policy challenges; NGOs seeking ideas on how to negotiate
constantly shifting political terrains; immigration/ethnic group
leaders trying to understand why the terms of the debate
regarding their groups or issues have changed so dramatically;
researchers seeking knowledge for knowledge sake particularly
cross-cultural and comparative knowledge; those responsible for
generating options and evaluating ideas for their political
principal; policy makers and politicians who want to understand
better the issue of the movement of people and its effects on
their portfolio/constituency; finally, and in one sense most
importantly, anyone
who appreciates the fact that all of the
societies represented in Milan are multiethnic societies yet is
concerned that in certain fundamental ways particularly in the
way they make critical decisions about the allocation of public
resources they may be neither sufficiently democratic nor plural.
Setting strategic research priorities
The quality of the broader international
comparative work will rest heavily not only on careful and
multidisciplinary research designs and data collection efforts,
but also on leaving behind as many as possible of our
philosophical assumptions about immigration s value, as well as
our intellectual and methodological preconceptions about how to
measure its effects. Yet, even the most ambitious and well-funded
research endeavor must by necessity make choices among many
worthwhile research topics. In a joint effort that includes
research teams from more than a dozen countries representing
virtually all disciplines in the humanities and social sciences,
choosing the few topic areas on which the Metropolis partners
will devote most of their energies in the next five years
inevitably excludes some important research areas; it also fails
to do full justice to the intellectual energy and hard work the
Milan Working Groups have put into developing and ordering
research priorities.
I am humbled by that realization. In the
choices that I am proposing below, I have attempted to emphasize
themes that lend themselves most readily to comparative
cross-national investigation including joint research, parallel
research, and iterative case-study research that carefully
extracts knowledge from work about which generalizations must be
made with extreme care while maintaining the sharpest possible
focus on what are most obviously common critical policy and
political challenges. In my view, these may be the best
preconditions for learning from one another most effectively.
Three years ago, when Meyer Burstein and I
began our conversations about what eventually became the
Metropolis project, we committed to making the idea compelling
enough to persuade people like you of the value of a cooperative,
cross-national, and comparative policy-relevant research exercise
that would focus on the bi-directional effects between immigrants
and cities. Whenever possible, immigrants would be disaggregated
analytically by such factors as immigration status, ethnicity,
human capital characteristics, demographic characteristics
(especially gender), time of immigration, spatial location,
location in the labor market, and the location of the economic
sectors in which they are concentrating in the broader domestic
and international economy. Similarly, cities and their residents
would be themselves disaggregated to their constituent spatial,
political/administrative, economic, social, and demographic
elements.
Your presence here and your engagement for the
past three days suggest that we have succeeded. More importantly,
however, they suggest that another task that Metropolis had to
accomplish between its first planning meeting thirteen months ago
and today the critical task of turning what was seen at that time
(with some skepticism, as some of you may recall) as too much of
a North American initiative into an initiative wholly owned by
the Metropolis partners has now also been attained. As of Milan,
Metropolis reflects the interests and priorities of all of its
constituting partners. Furthermore, as the presentations and
commentary of so many senior policymakers has made clear,
Metropolis is already creating expectations and, to put it
perhaps inelegantly, already developing a consumer base.
Research clusters
A. Immigrant labor market and economic
participation issues
The primacy of issues related to immigrant labor
market and economic participation cannot be emphasized enough.
Not only are these critical for the successful economic
incorporation of immigrants but, perhaps even more critically,
for their effect in shaping the host public s view of immigrants
as net contributors to and creators of additional public assets,
rather than as net consumers of such assets that is, as economic
and social resources rather than as economic and social
liabilities. The following research questions are particularly
urgent.
- Labor market and economic contributions of
immigrants. In addition to studies on the economic
progress of immigrants, this question should also examine
the degree to which immigrants may be importing
significant amounts of both human and physical capital,
their contributions to business and job creation, and
their role in trade openings and the revitalization of
city neighborhoods.
- Labor market competition and adverse job
opportunity and wage effects especially on a society s
marginalized groups. The issues of immigration s effect
on the ability of other marginalized groups to advance
economically and of immigrants contributions to the
informal and underground economy require particular and
sensitive attention.
- Immigration and municipal budgets. Related
to the previous points is the impact of immigration on
municipal budgets. This requires looking at taxation and
revenue generation through the consumption of goods and
private sector services, and business formation, as well
as through these activities attendant forward and
backward economic linkages. It also requires looking at
expenditures (in the form of the consumption of public
sector services and benefits).
- Labor market responses to immigration. The
mutual adaptation of labor markets responding to the
supply of labor, and of the supply of labor responding to
the conditions and preferences of labor markets, require
closer investigation. (In this regard, it must be kept in
mind that neither the feminization of much recent
immigration nor the heavy male dominance of earlier flows
have been incidental.)
- Immigration and economic restructuring. It
is as important to study how immigrants in some instances
facilitate economic restructuring as it is to investigate
their role in prolonging the transition period or even
impeding or retarding the entire process. In either case,
the role immigrants play in that process holds important
implications for a country s economic competitiveness and
becomes an important measure of immigration s overall
effects on the host society. (The critical policy
question in this regard becomes whether and how
immigration policies might facilitate an orderly
restructuring process.)
- Immigration and low skilled jobs. Among
the key analytical issues in this regard is who takes the
low-skilled jobs that are continually produced in even
the most advanced economies in the relative absence of
immigrants, and the role of the welfare state and
government policy in this process.
B. Immigrant spatial concentration and its
social and economic determinants and consequences
Immigrant physical segregation and spatial
concentration are among the most challenging issues arising from
large-scale immigration. The development of immigrant enclaves
affects the ability of immigrants to become socially and
economically integrated; these enclaves frequent characterization
in the popular press as ghettoes also affects the perceptions of
immigrants by the host population. As such, issues surrounding
such concentration demand priority attention by the Metropolis
research teams. The following are a sample of the questions such
teams might address.
- Types and evaluation of concentration.
What are the types of immigrant spatial concentration
across the Metropolis partners? What are the advantages
and disadvantages of concentration for immigrants and
other residents?
- Causes and effects of concentration (part
I). Specifically, is spatial concentration the result of
voluntary preferences by immigrant groups who opt to
organize themselves in enclaves so as to combat their
exclusion, protect themselves socially and culturally,
and advance economically by using ethnic resources to
maximum advantage? Or is it the precursor/predictor of
such social pathologies as marginalization, troubled
intergroup relations, disaffiliation, and fragmentation?
How does spatial concentration affects the pattern of
immigrant interactions both with the broader host
population but particularly with other ethnic and
marginalized groups?
- Causes and effects of concentration (part
II). Looking at the issue from a different perspective,
is spatial concentration the result of exclusionary
policies and the effect of public and private
discriminatory practices by the host society (the result
of unequal access to housing, jobs, social goods and
resources, etc.)? Or is it a rational process that uses
ethnic solidarity as a transition belt to eventual
broader societal integration?
C. Immigrant Mobility
An expanding body of literature, as well as
impressionistic evidence, suggest that upward mobility may
becoming an increasingly distant goal for immigrants and
especially their children. This emerging hypothesis must be
tested analytically in as many settings as possible as the first
step to addressing the issue as a public policy challenge.
- Education and language training. If
education is the key to mobility, what are our critical
successes and failures in these areas? And since host
language acquisition is a necessary precondition to
economic survival and social and economic mobility, how
do we teach immigrants and their children that language
most effectively? How can we appraise the effectiveness
of different models of teaching the host language, such
as immersion, bilingual education as a transition to
mainstreaming (i.e., education in the host language), and
the various models of multi-culturalism?
- Obstacles to mobility. What are the
obstacles to the mobility of immigrants and their
children and how are these obstacles ranked in each
research site? Is it the way local labor markets are
organized, a locational mismatch between where the jobs
are and where the immigrants are concentrated, public and
private acts of discrimination, inadequate or otherwise
inappropriate kinds of human capital endowments
(education/skills/language) or accurate information about
the local economy and the host social and political
system? Is it a lack of other resources that contribute
to economic advancement? Is it a public philosophy and
attendant public policies that are too hands off in labor
market issues or perhaps too involved in them? Is it the
effect of trade liberalization and technological matters
that make many low-knowledge/ technology content
manufacturing jobs both poorly paid and redundant?
- Variations in integration levels. Even the
casual observer notes that different immigrant groups
attain different levels of success in their ability to
integrate. What accounts for the more or less complete
(successful) integration of different groups? Race?
Ethnicity? Religion? Immigration status (including
whether newcomers are formally viewed as a minority, or
as a returning ethnic, or as an immigrant)? The place of
different groups in the labor market?
- Enhancing mobility prospects. What
enhances immigrant mobility in ways that are both
effective and socially responsible? Is it the adoption of
special programs for immigrants? The creation of level
playing fields without regard to ethnicity? Or the
systematic provision of social services, education or
training for all people who need transitional or remedial
assistance?
- Ethnic entrepreneurship and mobility. Is
ethnic entrepreneurship more of a mobility or a survival
strategy? A pathway to advancement or an avenue of last
resort? Are there public policy measures such as
rudimentary feasibility and location-decision assistance,
information and technical assistance, or assistance with
modest seed loans and certain types of regulatory relief
that can facilitate business creation and survival? Do
these policies work?
- Formal and informal labor markets and
mobility. Is the formal or informal labor market the
better path to mobility considering immigrant
characteristics in each study site? What are the
advantages and limitations of each path? What mediating
role can societal (and especially community) institutions
play when either of these pathways begins to fragment?
- The children of immigrants and mobility.
What is an accurate and neutral way of portraying and
analyzing the issues surrounding the mobility of the
children of immigrants each of our societies future
citizens/workers? Are we in need of new conceptual tools?
(The second generation of immigrants concept in use in
some European contexts may be too politically and
ideologically loaded, while the relative research void on
the mobility of children of immigrants in North America
may be partly the result of a priori judgments about that
generation s success that are not particularly useful
either in an analytical or a public policy context.) How
well/poorly are we doing with the integration and
mobility of the children of immigrants and what are some
of the initiatives of note in each research site? What
are the critical reciprocal impacts of immigrants on
schools and of schools (including educational theory and
philosophy) on the aspirations of and opportunities for
this cohort? How does one deal with mobility challenges;
that is, what are the critical elements of success or
failure in the social, cultural, health, and economic
advancement of this generation?
D. Promoting societal cohesion
The unambiguous thrust of the remarks of Canadian Minister
Sergio Marchi on the first day of the Conference was that the
alternative to failing to work always toward (and making progress
toward achieving) the societal integration of newcomers is not
only to miss an opportunity to benefit from immigration but, more
importantly, to risk creating different classes of membership in
our societies and, eventually, to affect adversely societal
cohesion. Tolerance, inclusion, equality, effective inter-group
relations, hope, and cohesion, are thus not abstractions or lofty
ideals that any of our societies has the luxury of ignoring they
are indispensable elements of successful multi-ethnic societies.
That canon holds regardless of whether our national mythologies
have caught up with that reality or our politicians acknowledge
it, for all of us involved in the Metropolis project are members
of multi-ethnic societies.
- Promoting inclusion (and rejecting
exclusion). How can public institutions public schools,
bureaucracies, public service delivery agencies, police
and judicial systems, political parties promote inclusion
(and reject exclusion) more effectively? What roles do
(and can) private institutions such as unions, individual
employers and their associations, banking institutions,
churches and other social assistance agencies,
foundations, and self-help and mutual-aid organizations
play in both these areas and in offering the necessary
mediation and conflict prevention/resolution services?
- Addressing exclusion. The inevitable other
side to social cohesion and tolerance are exclusion and
intolerance. Social exclusion spans issues of physical
segregation, social and cultural discrimination,
marginalization, and the absence of, or reduction in,
economic opportunities. It ignores the critical fact that
immigration not only entails a process of social,
economic and cultural growth for immigrants but also for
their hosts. Combating social exclusion (and the racism
and discrimination that typically accompanies it) is a
priority for all our societies. How does one better
understand and ultimately treat/remedy the antonyms of
the critical elements of inclusion listed above e.g.,
intolerance, exclusion, inequality, racism, ethnic-based
discrimination, hopelessness, inter-group conflict, and
disaffiliation?
- Public attitudes toward immigration. The
rise of negative public attitudes toward immigration is
one of the defining social and political phenomena of the
twentieth century s last decade and one of the most
troubling. What forms does this reaction take in
Metropolis partnering countries? Is the reaction a
passing phase or has it become socially and politically
embedded? What in the host society (such as the language
or behavior of governmental or non-governmental opinion
leaders and/or the language and behavior of immigrants)
cause and fuel such attitudes, and what defuses them?
What effects has immigration had on each research site s
civic and political life? Has it contributed to rising
social tensions? To a perception of increased insecurity,
crime, and a sense of a breakdown in civil society? (Do
the facts on the relationship between immigration and
these social ills conform with these perceptions?) How
can these attitudes and reactions be addressed in a
positive way? How can an informed and honest public
discourse on this issue take place without the charges of
extremism and the recriminations that have defined recent
debates ?
E. Cities and the nexus between integration
and immigration policies
Cities are undeniably the ground zero of
immigration policies the place where immigration and integration
policies meet. It is in cities that competition for often scarce
resources occurs (from housing and social goods, to jobs,
education, and political power) and where the real laboratory is
found for testing different models of living together
successfully as members of a community with shared purposes and
goals that emphasize the "we" more than the
"I" or the "they". Since cities, then, are
the crucibles of integration, it is important that we assess
their capacity for performing this critical (and traditional)
role.
- Cities and integration. Are cities as
capable of integrating newcomers today as they were in
earlier times? If they are not, (i) what are the specific
areas in which they are falling behind and (ii) what
accounts for that change in their integration capacity?
Are there any innovative ways for successfully
incorporating newcomers into the social, economic, and
political life of our research sites? What are some of
the programs and initiatives to feel most encouraged by?
- Commitment to integration. On the
assumption that the ability to integrate newcomers
effectively is as much a matter of good models, solid
research, and fiscal resources, as of public attitudes a
public commitment, as it were, to the value of
integration is there any evidence in the research sites
of changes in public attitudes about such a commitment?
Are there some concrete examples of such a change
positive or negative? How can they be evaluated in terms
of both causes and effects?
- Involving cities in decisions about
immigration policy. In many of the Metropolis countries,
there has been a trend toward a pronounced devolution of
authority from national-level to lower-level
administrative units. Has that shift in the locus of
authority translated in cities having more influence
formal or informal in shaping national immigration
policies and programs? Since most effects of national
immigration policies are local, would bringing cities
into consultations about immigration policies ultimately
produce different immigration or integration results? Put
differently, do local and municipal interests diverge a
priori from national interests with regard to immigration
policy? (Are the outlooks of cities too shortsighted and
parochial to be able to accommodate the mix of challenges
and opportunities immigration presents?) Are there
different models in this regard, and have they produced
different outcomes?
Conclusion: addressing the research/policy
nexus
The central goal of Metropolis is to provide a
framework for comparative and cross-national research results to
shape the policy debate enough so as to lead to better policies.
The starting point for achieving this goal is by asking
policy-relevant research questions and identifying, examining,
and evaluating best policy practices for policy makers to
consider as policy options. In practical
terms, and at its most ambitious, Metropolis aims at being able
to outline for the most relevant policymaker a minister, a mayor,
a city-manager, or an administrator of a major program the major
options available to him or her with regard to a relevant issue
and the most likely effect and implications of each option on the
basis of more than one study, in more than one country/city/
research site, in more than one country. This would be the
ultimate meaning of best policy practices as envisioned by
Metropolis. Meeting this ambition even in part will require great
foresight and imagination (even luck), as well as extraordinary
amounts of patience and planning.
Among the preliminary objectives that we must
set for ourselves and that each one of us must meet fully are the
following:
- Our research must produce robust results
that can withstand the scrutiny of those who are likely
to oppose the policy implications of the findings.
- 2a. We must collectively shed the
traditional reticence of many academicresearchers to
tease out and discuss explicitly the policy implications
of their research. Failure to do so would not only betray
the expectations of several of the Metropolis
constituencies but would allow others with their own
political agendae to interpret the results of Metropolis
research.
- 2b. We must, in fact, go even a step
further and become advocates for sound, reasonably
presented, and neutrally worded yet firmly stated policy
options.
- Our conduct in planning and carrying out
our research must itself demonstrate the overall project
s aims of inclusiveness, access, and the promotion of
shared objectives. In pursuing those aims, we must
attempt to incorporate from the planning stage a built-in
outreach component cultivate a client-base, as it were
that will help shape the research (within normal
objectivity and independence tolerance levels). This
client-base will be able to understand and take ownership
of the process, will be a willing and eager consumer, and
might even advocate the research results. If we are
successful in most of these goals, it would become a much
smaller step to capturing our multiple constituencies
attention, bringing them back to the annual Metropolis
conferences and Metropolis-sponsored events, and
expecting them to listen, contribute, and learn.
To an extraordinary degree, then, the
realization of the international policy ambitions of Metropolis
hinges on the success of each partner s domestic research
planning and execution effort and on each partners ability
to keep their policymakers interested on their work. What
Metropolis offers is the framework and infrastructure that can
sustain this interest as it were, building and maintaining the
bridge which policymakers and other key stakeholders must cross
in order to reap the benefits of Metropolis. Unless the domestic
research both builds a solid, reliable, and distinguished
research record, and develops and nurtures a habit of a dialogue
between researchers and policymakers, attracting senior
policymakers to Metropolis and having them listen to and become
consumers of the international effort s results will be much more
difficult.
The goal of attracting the sustained interest
of senior policymakers will also become more achievable if the
proper intermediaries are attracted to and become committed to
the Metropolis objectives. By intermediaries I have in mind those
who guard the intersections between research and policy and who,
by controlling the access points to senior policymakers, can
either facilitate or severely hamper the realization of the
Metropolis international policy objectives. This applies equally
to those among the Metropolis partners with well-developed and
coordinated policy development processes such as Canada, the
Netherlands, Israel, or France, to name a few but particularly to
those that invest much less in policy coordination and may
require, as a result, a more sustained effort from the rest of
us. In all cases, we must expect to work very hard to be policy
relevant in full knowledge that three canons will always militate
against our meeting that goal: (a) the timetables of policy and
research are hardly ever parallel and are almost never
co-terminous; (b) the angles of observation of researchers and
many policymakers (and almost all politicians) are typically
different; and (c) researchers and policymakers can only rarely
anticipate correctly and meet the timetable of politics.
In closing, let me emphasize once again one
by-now obvious dictum: before we can turn the full promise of
Metropolis into reality, before we can reap the policy fruits of
the projects international comparative value, we must first
generate unimpeachable knowledge domestically.
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